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NOTICE TO RECIPIENTS
This email is confidential and may be a privileged communication or otherwise exempt from disclosure under applicable law and is for the use of the addressee only. No confidentiality or privilege is lost or waived by any transmission errors. If you are not an intended recipient, please delete it immediately and notify Moelis in New York at 212-883-3800 or by return email. Do not use this email or any attachments to evade taxation or penalties or to promote, market or recommend any transaction. Unauthorized reading, dissemination, distribution or copying of this communication is prohibited.
This communication is not an offer to sell or a solicitation of an indication of interest to purchase any security, option, commodity, future, loan or currency. It is not a commitment to underwrite any security, to loan any funds or to make any investment. The contents of this email may not be accurate or complete and are subject to change. Moelis makes no representation that the information contained in this communication is accurate or complete. Moelis is an independent contractor with advisory duties only as described in written engagements.
To the extent this communication relates to securities, investment banking, financial advisory, capital markets or other regulated financial services, it is intended only for institutional, professional, sophisticated or otherwise eligible recipients under applicable law and is not intended for retail investors or the general public. Recipients should not forward any such communication to a retail investor unless expressly authorized by Moelis.
Moelis does not provide legal, tax, accounting or regulatory advice, and recipients should consult their own advisers regarding such matters. Only Managing Directors have authority to execute contracts on behalf of Moelis unless otherwise specifically authorized. Email may contain viruses and other defects, may not be accurately replicated on all computers, and may be intercepted. Moelis reviews and retains copies of email. Moelis does not guarantee the security of any information transmitted through email and is not liable for any interception, corruption or delays. Anyone communicating with Moelis by email accepts the risks of email communications and their consequences.
PERSONAL DATA NOTICE
To the extent that we receive any personal data in this email, we will use that personal data in accordance with our Global Privacy Notice.
MOELIS WEBSITE
Moelis & Company and its affiliates only conduct business through this website. Any other financial services website using the Moelis name is not authorized by and is not related to Moelis & Company.
Customer Complaint Notice Disclosure Statement
In accordance with applicable laws, including SEC Rule 17a-3(a)(18)(ii), complaints may be reported to the Chief Compliance Officer immediately by telephone at (212) 883-3800 (Americas) or +44 020 7634 3500 (EMEA & APAC), or by mail at the following address:
1. Moelis & Company LLC 399 Park Avenue New York, NY 10022 Attn: Compliance (Americas); or
2. Moelis & Company UK LLP, 25 Baker Street, London, United Kingdom, W1U 8EQ (EMEA & APAC).
Moelis & Company LLC is a US broker dealer registered with the United States Financial Industry Regulatory Authority, Inc. and regulated by the United States Securities and Exchange Commission.
Moelis & Company UK LLP (Company registered number OC 340005; registered address and principal office at 25 Baker Street, London, United Kingdom, W1U 8EQ, is authorised and regulated by the UK Financial Conduct Authority (“FCA”) with Firm Reference Number 516801. The partners of Moelis & Company UK LLP are: Moelis & Company UK Holdings B Limited and Moelis & Company UK Holdings C Limited.
Moelis & Company UK LLP, DIFC Branch is authorised and regulated by the Dubai Financial Services Authority (“DFSA”). Services provided are only available to Professional Clients and Market Counterparties as defined by the DFSA.
Moelis & Company London Limited (Company registered number 15924019; registered address and principal office at 25 Baker Street, London, United Kingdom, W1U 8EQ, is authorized and regulated by the FCA with Firm Reference Number 1018987. The directors of Moelis & Company London Limited are: Neel Malviya and Matthew Prest.
Moelis & Company Europe Limited is a company incorporated under the law of England and Wales with a limited liability resident in 25 Baker Street, London, United Kingdom, W1U 8EQ, registered at the Companies House for England and Wales under registration number 7888301. Directors: Matthew Prest, Yorick van Slingelandt and Neel Malviya.
Moelis & Company Europe Limited, Zweigniederlassung Frankfurt am Main (Frankfurt am Main Branch) is registered in the Commercial Register (Handelsregister) of the Local Court (Amtsgericht) of Frankfurt am Main, Germany, under registration number HRB 92956, having its business address at 8th Floor Office, TaunusTurm, Neue Mainzer Straße 52 – 58, Frankfurt 60311 Germany.
Moelis & Company Europe Limited is a company incorporated under the law of England and Wales, with its registered address and principle office at 25 Baker Street, London, United Kingdom, W1U 8EQ, registered at the Companies House for England and Wales under registration number 7888301. Directors: Matthew Prest, Yorick van Slingelandt und Neel Malviya.
Moelis & Company Europe Limited, Zweigniederlassung Frankfurt am Main ist im Handelsregister des Amtsgerichts Frankfurt am Main, Deutschland, unter HRB 92956 eingetragen. Ihre inländische Geschäftsanschrift lautet 8th Floor Office, TaunusTurm, Neue Mainzer Straße 52-58, Frankfurt 60311, Deutschland.
Moelis & Company Europe B.V. is a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) under the laws of the Netherlands, having its official seat in Amsterdam, the Netherlands and its registered office at Zuidplein 158 Tower One, 1077 XV Amsterdam, the Netherlands, registered with the trade register of the Dutch Chamber of Commerce under number 81044291.
Moelis & Company Netherlands B.V. is a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) under the laws of the Netherlands, having its official seat in Amsterdam, the Netherlands, and its registered office at Zuidplein 158 Tower One, 1077 XV Amsterdam, the Netherlands, registered with the Dutch Trade Register under number 75678853.
Moelis & Company Netherlands B.V., French branch / Succursale en France – 121, avenue des Champs-Elysées, 75008 Paris – 890 713 498 RCS Paris, is the French branch of Moelis & Company Netherlands B.V., a private company with limited liability (besloten vennootschap met beperkte aansprakelijkheid) under the laws of the Netherlands, having its official seat in Amsterdam, the Netherlands, and its registered office at Zuidplein 158 Tower One, 1077 XV Amsterdam, the Netherlands, is registered with the Dutch Trade Register under number 75678853.
Moelis & Company Asia Limited, company number 1398698, is a corporation licensed by the Securities and Futures Commission in Hong Kong (with CE No. AT1825) to engage in Type 1 (dealing in securities), Type 4 (advising on securities) and Type 6 (advising on corporate finance) regulated activities.
Moelis & Company Consulting (Beijing) Company Limited is a company incorporated in the People’s Republic of China to engage in investment consultancy, business consultancy and related activities. It is not registered with the China Securities Regulatory Commission or other regulatory authorities in the People’s Republic of China to conduct any regulated activities.
Moelis & Company India Private Limited (CIN: U67190MH2012FTC231419) is a company incorporated in India and registered as a merchant banker with the Securities and Exchange Board of India and regulated by it. It engages in merchant banking and investment advisory services.
If any communication contains ‘sensitive personal data or information’ as defined in the Indian Information Technology (Reasonable security practices and procedures and sensitive personal data or information) Rules, 2011, then use of such information will be governed by the rules and the Information Technology Act, 2000.
Moelis & Company Assessoria Financeira Ltda. is a company incorporated in Brazil which engages in investment advisory services. The company is enrolled under CNPJ/MF No. 18,835,253/0001-40 and its headquarters are located in the city of São Paulo, state of São Paulo. Moelis & Company Assessoria Financeira Ltda. is not registered with any governmental or regulatory authority in Brazil to conduct any regulated activities.
Moelis & Company Saudi Limited (Moelis Saudi) is a single shareholder limited liability company licensed by the Capital Market Authority (CMA) to conduct advising and arranging business with paid up share capital of SAR 10,000,000. Its commercial registration number is 1010734560 and its head office is at King Abdullah Financial District, Financial Blvd, Muqarnas Tower 1.09, 12th Floor, Unit 1, Riyadh, Kingdom of Saudi Arabia.
Moelis Saudi operates under CMA license number 20209-30 dated 12/05/2020 and was authorized to commence business on 16/02/2023.
To learn more about Moelis, please visit www.moelis.com.