Moelis & Company (Moelis) is committed to safeguarding employees and protecting clients in the event of an emergency or significant business disruption. Moelis maintains a Business Continuity Plan (BCP or the Plan) to assess and mitigate disruptions affecting the Firm’s business and operations.

In the event of such an emergency or a significant business disruption, Moelis’s BCP is reasonably designed to enable Moelis to make a financial and operational assessment, recover and resume business operations promptly, protect Moelis’s books and records, allow clients access to Moelis expertise and services to pursue existing engagements, and maintain necessary communication with employees and clients.

The Plan addresses significant business disruptions that vary in scope and severity. In the event of significant disruptions that impact physical office spaces or buildings in which Moelis conducts its operations, Moelis will leverage its remote work capabilities to allow employees to resume critical business functions from a safe remote environment so that Moelis may continue to provide clients with key services. The Plan also considers Moelis’ comprehensive architecture for the electronic back-up and recovery of its data. Regional data is replicated to primary data facilities based on proximity. Replicated data is backed up along with local data on a regularly scheduled basis. Backup data is stored off-site in a secure archive facility.

If Moelis determines that it is unable to resume operations in the event of an emergency incident or significant business disruption, Moelis will notify clients and employees and prioritize protecting clients, employees, and Moelis’s property and data. Moelis’s BCP is reviewed on an annual basis and subject to change. Please note that this disclosure does not amend or change any of the terms set forth in any agreements between Moelis and its clients.